Construction Submittals Made Simple: Process, Types, Tips

Construction submittals are documents that show what will be used in a project. This guide covers submittal types, steps, and tips to manage them.

Popular

Free RFI Register Template! Track and manage all RFIs submitted throughout a project.

Construction Submittals
Back to top

Before anything gets built, construction submittals confirm that materials, products, and systems meet contract specs. They catch issues early, support coordination, and protect your schedule and budget. In this guide, you’ll learn how the submittal process works, why it matters at every stage, and how to use it to keep your construction project on track.

TL;DR
Construction submittals verify materials, products, and systems meet contract specs before installation. They include shop drawings, product data, and samples reviewed by the design team. Organized workflows, version control, and submittal logs reduce delays, prevent errors, and keep construction on schedule.

What are Submittals in Construction?

Submittals in construction are documents contractors provide to the design team to show what materials, products, or systems they plan to use on a project. These documents are reviewed and approved before anything is built, installed, or ordered.

A submittal can be a shop drawing, product data sheet, material sample, mockup, or technical document. Its purpose is to confirm that what the contractor plans to use meets the project’s design, specifications, and contract documents.

Submittals act as a formal checkpoint between the contractor and the design team. They ensure that construction follows the approved plans and that the right components are delivered and installed. This submittal workflow ensures alignment with the project's requirements and design intent, reducing risks during construction.

Who Creates, Reviews, and Approves Construction Submittals?

Subcontractors typically create construction submittals and send them to the general contractor or construction manager. The general contractor reviews them first, then forwards them to the design team for formal review and approval. In some construction projects, a dedicated submittal software platform is used to streamline submittal management and approval tracking.

Each step of the submittal process involves a specific group responsible for keeping the documentation accurate, aligned with the scope, and compliant with project requirements. These roles include:

  • Subcontractor: Prepares the submittal based on their scope of work; includes product data, shop drawings, and samples.
  • General Contractor (GC): Reviews for completeness, coordination with other trades, and alignment with project specs. GCs often manage the submittal schedule to keep things on track.
  • Architect/Engineer: Verifies design compliance, technical accuracy, and adherence to contract documents. The design professional ensures the submitted items support project success.
  • Consultants: Provide discipline-specific reviews (e.g., structural, mechanical, electrical, fire protection).
  • Owner or Owner’s Rep (when applicable): Reviews submittals related to finishes, systems, or major cost decisions. These stakeholders ensure the proposed materials match project goals.

A clear submittal review path helps keep the project on schedule. When contractors know exactly who reviews each submittal and what each reviewer is looking for, it reduces confusion and delays. Planning the approval chain early gives every trade the information they need to order materials, coordinate work, and avoid rework in the field.

Information to Include in a Construction Submittal

Construction submittals must include all required project data so the design team can review and approve it without delay. Each submittal item helps track the submittal, verify compliance with specifications, and ensure proper coordination across trades. Incomplete or unlabeled submittals slow down the process and increase risk on-site.

To keep the submittal review process efficient and avoid rework, every submittal document should include the following information:

  • Project Name: Identifies the job and avoids cross-project mix-ups.
  • Spec Section: Links the submittal to the exact section of the project manual or project specification.
  • Submittal Number: Used for tracking and referencing throughout the project.
  • Revision or Version Number: Shows if it’s a resubmittal or update.
  • Package Number: Groups related submittals into one coordinated review.
  • Submittal Manager: Names the person responsible for submitting and following up.
  • Submission Date: Documents when the submittal was officially sent.
  • Received Date: Tracks when the GC or design team acknowledged it.
  • Approver(s): Lists who needs to review and approve the submission.
  • Response: Notes approval status (approved submittal, revise and resubmit, or rejected).
  • Notes/Remarks: Provides space for reviewer comments, clarifications, or conditions.

A well-documented submittal also protects the contractor. If a dispute comes up later, the submittal record can show exactly what was submitted, when, and by whom.

Clear documentation supports submittal management, reduces risk, and provides leverage when dealing with backcharges or delays. This is especially important for large-scale construction projects where project stakeholders rely on accurate records to maintain project success.

How the Construction Submittal Process Works

The construction submittal process follows a clear path: prepare, submit, review, revise, approve, and track. Each step moves a submittal closer to becoming an approved submittal and helps keep the project aligned with the specs and schedule. The steps below explain exactly how to manage the construction submittal workflow from start to finish.

Step 1: Review Project Specifications and Requirements

Start by reviewing the construction specifications to identify every item that requires a submittal. Match each requirement to the correct division and section, and note any formatting rules or timelines listed in the contract documents.

Step 2: Prepare the Submittal Package

Build the submittal package with everything needed for review. Include product data, shop drawings, cut sheets, certifications, samples, and any required testing info. Label each item clearly with the spec section and submittal number.

Step 3: Submit to the General Contractor or Construction Manager

Send the submittal to the GC or CM for internal review. They’ll check that the package is complete, accurate, and coordinated with other trades before forwarding it to the design team. Whether you’re working as a contractor or construction manager, this internal quality check is a must.

Step 4: Review by the Design Team

Have the design team review the submittal for compliance with the project specs and design intent. The architect, engineer, or relevant consultants will verify dimensions, performance, materials, and compatibility with connected systems. Their role in the submittal review helps safeguard against costly errors and delays.

Step 5: Revise and Resubmit If Needed

If the submittal is returned with comments, revise it according to the reviewer’s notes. Update the version number, track the changes, and resubmit through the same process for approval.

Step 6: Approval and Procurement

Once approved, use the construction submittal to authorize fabrication, ordering, or installation. Make sure vendors and subcontractors receive the final, approved version to avoid miscommunication in the field.

Step 7: Track Status with a Submittal Log

A submittal log is a centralized record of all construction submittals (we’ll take a closer look at its purpose and contents later). Use it to monitor progress, manage lead times, and flag submittals that could delay the schedule. Many project managers rely on digital construction management platforms to manage the submittal schedule and avoid bottlenecks.

Construction submittal workflow with steps from review to approval
Construction submittals made simple with a clear, step-by-step workflow.

A process is only as strong as the people following it. When construction submittals are rushed, skipped, or sent without coordination, they create ripple effects. Projects that stay on track usually have one thing in common, someone paying close attention to the submittal workflow before problems show up.

9 Types of Construction Submittals

Common types of construction submittals include shop drawings, product data, samples, mockups, and documentation like test reports or warranties. The submittal types below are the most common across commercial and infrastructure projects.

  1. Shop Drawings: Show how components will be fabricated, installed, or assembled. Include dimensions, materials, connection details, and how they integrate with adjacent systems.
  2. Product Data: Include manufacturer specifications, model numbers, performance data, certifications, and installation requirements to confirm compliance with the spec section.
  3. Samples: Provide physical examples of materials to confirm finish, texture, and color selections before installation.
  4. Mockups: Present full-size or partial assemblies of complex elements like curtain walls or specialty finishes. Used to evaluate appearance, alignment, and performance.
  5. Engineering Calculations: Include load-bearing analysis, flow calculations, or system sizing to prove code compliance for structural, mechanical, electrical, or plumbing designs.
  6. Test Reports & Certificates: Provide third-party verification that materials or systems meet specific performance standards, including fire ratings, UL listings, and ASTM testing.
  7. Warranties: Detail the duration, coverage, and conditions of product or system warranties required at closeout, particularly for roofing, finishes, or equipment.
  8. Operation & Maintenance (O&M) Manuals: Contain product information, service intervals, replacement part numbers, and contact details for ongoing maintenance after turnover.
  9. Record Drawings: Show the final condition drawing, including any field changes, deviations, or updates made during construction. Required for future maintenance or renovations.

The most useful submittals are complete and aligned with how other trades will build. For example, a boiler submittal that shows pressure ratings is helpful, but one that includes coordination with nearby ductwork, electrical loads, and access clearance is what actually prevents field issues.

Think beyond the format. Focus on whether the submittal helps another trade do their work right the first time. That’s where the real value is, especially in construction industry environments where every delay affects project success.

What’s Included in a Construction Submittal Package?

A construction submittal package must include everything needed for the design team to review, approve, and verify compliance with the contract documents. The contents depend on the material, system, or product being submitted.

Most follow a consistent structure to speed up reviews, support the submittal workflow, and reduce errors during construction. Each construction submittal package should include the following components in a clear, labeled format:

  • Cover Sheet: Lists the project name, submittal number, spec section, contractor, date, and reviewer info.
  • Submittal Log Reference: Links the package to the submittal log for coordination, status updates, and workflow traceability.
  • Product Data Sheets: Manufacturer specs, model numbers, performance ratings, dimensions, and certifications.
  • Shop Drawings: Detailed construction drawings showing layout, installation, and tie-ins with adjacent trades or systems.
  • Samples or Photos (if applicable): Physical or visual examples of finishes, materials, or assemblies.
  • Test Reports and Certificates: Evidence of code compliance, safety standards, or third-party validation, often tied to informational submittals.
  • Submittal Manager Contact Info: Direct contact for follow-up, clarifications, or revisions.
  • Comments or Special Notes: Contractor observations, questions, or relevant field coordination details for the design team to consider.

A complete submittal package also signals professional control. It shows the design professional, owner, and other trades that the contractor understands the scope, has coordinated across disciplines, and is ready to move forward.

Sloppy submittals create doubt and extra work for reviewers. Well-prepared submittals  accelerate approvals especially when linked to a well-managed submittal schedule.

What is a Submittal Log?

A submittal log is a tracking document used to manage all construction submittals on a project. It lists each submittal by number and spec section, along with dates, responsible parties, review status, and final outcomes. Project managers rely on the log to oversee the submittal review process and ensure alignment with project requirements.

The submittal log provides visibility for everyone, from the contractor and project manager to the owner and consultants. It enables clear submittal management and allows the design team to monitor approvals and flag potential issues early in the construction process.

Construction professionals often manage the submittal log within a digital platform or integrated construction management software, especially on large, multi-trade projects where schedule delays can have cascading effects.

Submittal vs RFI: Key Differences

Submittals and RFIs perform separate tasks in the construction process. A submittal confirms what will be used on the project and verifies that it meets the specs. An RFI asks for direction when something in the drawings or documents is unclear, missing, or conflicting.

The table below compares how submittals and RFIs differ in purpose, timing, process, and content:

Category Submittal RFI
Purpose Confirms compliance of proposed materials or systems with project specs Resolves missing, conflicting, or unclear information in contract docs
Trigger Required by spec section or listed in submittal register Raised when a document issue or field conflict is discovered
Submitted By Subcontractor or vendor, routed through general contractor Contractor, typically project engineer or superintendent
Reviewed By Architect, engineer, or design consultants Architect or relevant design team member
Timing Submitted before fabrication or installation Submitted as soon as clarification is needed
Format Package with drawings, product data, samples, certifications Written form with a direct question, often with sketches or markups
Outcome Approval, revision, or rejection Written response, directive, or revised document

A well-managed RFI and submittal process also reveals how organized the project team really is. Design teams that respond with clear, timely answers build trust with the field. Contractors who separate coordination questions from approval documents show they understand the flow of work. This mutual discipline reduces finger-pointing and sets the tone for a project that runs on decisions.

Tips to Avoid Submittal Issues and Manage Them More Effectively

To avoid submittal issues, define responsibilities early, track every review, and make coordination part of the review process. Use structured logs, clear naming, and proactive communication to keep approvals moving. Every submittal should support the work, not delay it.

Submittal problems usually come down to missed steps or unclear expectations. The table below shows how to improve submittal workflows with specific actions.

Action Why It Matters Risks if Overlooked
Review specifications before kickoff Ensures teams understand what's needed and can begin planning submittals on day one Missing submittals, delays in procurement, incorrect scope interpretations
Use submittal management software and pre-fill the log Automates updates, centralizes tracking, and supports accountability across teams Lost submittals, missed deadlines, outdated files, limited transparency
Prioritize early submittals for long-lead procurement items Prevents supply chain issues and protects project sequencing Material delays, resequencing, rushed installs, cost escalation
Track review timelines and log reviewer comments Improves turnaround, reduces repeat errors, and documents decisions Stalled approvals, unresolved issues, repeated revisions
Label and version submittals clearly Ensures teams and trades are working from current, approved documents Use of outdated info, installation errors, rework
Distribute submittals based on impact and affected trades Ensures all impacted parties are informed and aligned early Missed scope overlaps, change orders, RFIs
Coordinate shop drawings across trades Verifies that physical layouts and clearances work across disciplines Field clashes, rework, install delays
Verify field conditions before submitting Improves accuracy of submittals and reduces install problems Misfitting parts, field modifications, schedule disruptions
Review ADA, code-related, and compliance-sensitive items thoroughly Prevents legal exposure and failed inspections Accessibility violations, rebuilds, penalties
Replace vague "by others" with clear assignments Forces accountability for all listed work items Disputed responsibilities, incomplete work, coordination failures
Review submittals thoroughly before stamping Confirms design intent, constructability, and technical accuracy Undersized materials, code violations, expensive rework
Encourage early reporting of issues or mistakes Builds trust across teams and helps contain issues before they grow Escalated problems, hidden errors, last-minute corrections

Construction submittal management also affects how well you handle change downstream. Projects evolve, designs shift, vendors drop out, and site conditions change. When your submittal process is clean and traceable, it's easier to adapt without losing control.

From Delay Risk to Project Power: Submittals Done Right

Construction submittals shape how work flows through all project phases. When teams review submittals early, coordinate across trades, and take ownership of the process, they reduce risk, prevent delays, and build with confidence.

Building a culture of proactive review and accountability starts with small actions. Look at how your team handles submittals, and take one step to improve it. The payoff is real: fewer surprises, stronger coordination, and projects that stay on track.

FAQs About Construction Submittals

Construction submittals are not considered contract documents. However, they support the execution of the contract by confirming that proposed materials and systems comply with the specifications. Unless a submittal is formally approved and integrated into the project documents, it does not override the original contract terms.
Deferred submittals are items identified in the construction documents that will be submitted for review after the permit is issued. They are typically used for complex systems like structural steel or fire protection that require detailed design or fabrication input.
A submittal contains information that requires review and approval, such as product data or shop drawings. A transmittal is a cover sheet or log used to formally send documents, and it doesn't require review on its own.

Related Articles on 

Construction Submittals

See All

Powering Construction Project Management with easy-to-use tools